Statement of Financial Condition-SEC Rule 17a-5(c)
For further information or assistance, please contact our Client Services Department at (866) 774-0218.
USA Patriot Act
Privacy Disclosure-Reg S/P
Axos Clearing is committed to the privacy and protection of the confidential information it possesses. For further information on how Axos Clearing collects, shares, and protects customer information, please click on the following links:
FINRA BrokerCheck Rule 8312
Routing Disclosure-Rule 606
Current Reports: View Public Report Library
Historical Reports: View Historical Reports
Business Continuity Plan Disclosure-Rule 4370
SIPC Rule 2266
MSRB Investor Brochure
Axos Clearing Base Rate (ACBR)
Axos Clearing Base Rate (ACBR) = 5.75%.
ACBR was last changed on 5/05/2022 and is subject to change without notice. Please contact your broker to determine the margin interest rate for your account.
The Broker Call (or Call Money) Rate
The Broker Call (or Call Money) Rate = 2.75%
The Broker Call Rate was last changed on 5/5/2022 and is subject to change without notice. It can be found in various financial newspapers including the Wall Street Journal. Please contact your Introducing Broker Dealer to determine the margin interest rate for your account.
Axos Clearing LLC Client Relationship Summary ("FORM CRS")
Axos Clearing LLC’s Customer Agreement sets forth the terms and conditions that govern brokerage accounts carried by Axos Clearing LLC. A copy of our current Customer Agreement can be found here.
Connect With Axos Clearing
15950 West Dodge Road, Ste. 300
Omaha, NE 68118