Statement of Financial Condition-SEC Rule 17a-5(c)
In accordance with Securities Exchange Act Rule 17a-5(c), Axos Clearing LLC (“Axos” or “Axos Clearing”) makes its Statement of Financial Condition available at the following link:
For further information or assistance, please contact our Client Services Department at (866) 774-0218.
USA Patriot Act
Privacy Disclosure-Reg S/P
FINRA BrokerCheck Rule 8312
Routing Disclosure-Rule 606
Current Reports: View Public Report Library
Historical Reports: View Historical Reports
Business Continuity Plan Disclosure-Rule 4370
SIPC Rule 2266
MSRB Investor Brochure
Axos Clearing Base Rate (ACBR)
Axos Clearing Base Rate (ACBR) = 8.75%.
ACBR was last changed on 11/3/2022 and is subject to change without notice. Please contact your broker to determine the margin interest rate for your account.
The Broker Call (or Call Money) Rate
The Broker Call Rate was last changed on 7/28/2022 and is subject to change without notice. It can be found in various financial newspapers including the Wall Street Journal. Please contact your Introducing Broker Dealer to determine the margin interest rate for your account.
Axos Clearing LLC Client Relationship Summary ("FORM CRS")
Connect With Axos Clearing
15950 West Dodge Road, Ste. 300
Omaha, NE 68118